top of page

401(K) Common Plan Sponsor Mistakes

For general information, please call us at 718-551-7131or email us at

With seemly more and more regulation happening every day in the ERISA space, it's always good to double check your 401(k) plan to make sure everything is on the up and up. Here are some easy mistakes to spot, fix, and ways to avoid in the future, as well as others that could cause larger issues, such as breach of fiduciary duty.


DOL closed 3,677 investigations in 2013, with nearly 73 percent of those resulting in monetary fines or other corrective action. Lawsuits were filed in 111 of those cases. 

Let's make sure you are not one of them.

bottom of page